Baixe Modern Ceramic Engineering, 2nd, David W. Richerson e outras Manuais, Projetos, Pesquisas em PDF para Engenharia de Materiais, somente na Docsity! • • Properties, Processing, and Use in Design Second Edition, Revised and Expanded Contents Prel." to the Second Edilion Preface to the First Edition Introd.dion Pad I STRtlCfllRES AND PROPERTIES 1 Atomic: Bonding, and Crystal Structure • vii xi I 3 2 Crystal Chemistry and Speci6c Crystal Structures 32 3 Phase EguUibria and Phue Equilibrium Diagrams 71 4 PbysicaJ and }bennal Behavior 123 5 Mrtblola! Bcbuior and Measurement 162 6 EI.drirl' Behayio[ 204 1 Dieledrict Magnetic. and Optical Behavior 1S1 8 Time, Temperature, and Environmental Elred! on PropeJ1Jes 313 Part II PROCF,sSING OF CERAMICS 373 9 Powder Processing 10 Shape·FonnlllR Processes J 1 D'nqfinlinn 12 Final Macbining 13 Quality Assurance pad II( DESIGN WITH CERAMICS 14 DesI&n Considerations 15 Deslp Approaches 16 FaOure Analysis 17 TougbeDing of Ceramics 18 AppUalions: Material Selection Glossary EWed:ive Ionic Radii (or CalioD' aod AniOBS periodic Table of the Elements lodex 374 418 519 5% 6ZO 649 651 662 680 731 808 833 843 851 .. 4 Chapter 1 The second shell has eight electrons. two in s orbitals and six in p orbitals. All have higher energy than the two electrons in the first shell and are in orbitals farther from the nucleus. (For instance . the s orbitals of the second shell of lithium have a spherical probability distribution at about 3 A radius.) The p orbitals are not spherical. but have dumbbell-shaped probability dis- tributions along the orthogonal axes, as shown in Fig. 1.1. These p electrons have sl ightly higher energy than s electrons of the same shell and are in pairs with opposite spins along each axis when the shell is full. The third quantum shell has d orbitals in addition to sand p orbitals. A full d orbital contains 10 electrons. The fourth and fifth shells contain f orbitals in addition to s. p. and d orbitals. A full f orbital contains 14 e lectrons. A simple notation is used to show the electron configurations within shells. to show the relative energy of the electrons, and thus to show the order in which the electrons can be added to or removed from an atom during bonding. This notation can best be illustrated by a few examples. Example 1.1 Oxygen has eight e lectrons and has the electron notation Is'2s'2p'. The I and 2 preceding the sand p designate the quantum shell. the sand p designate the subshell wi thin each quantum she ll . and the su- perscripts designate the total number of electrons in each subshell. For oxygen the Is and 2s subshells are both full . but the 2p subshell is two electrons short of being full. Example 1.2 As the atomic number and the number of electrons increase . the energy difference between electrons and between shells decreases and overl<.lp between quantum groups occurs. For example . the 45 subshell of iron lills before the 3d subshell is full. This is shown in the electron notation by Figure 1.1 E lectron probability distributions for p orbital s. The highest probability electron positions are along the orthogonal axes. Two electrons. each with opposite spin. are associated with each axis. resulting in a total of six p electrons if all the p orbitals in th e shell are filled . Atomic Bonding and Crystal Structure 5
listing the order of fill of energy levels in sequence from the left of the notation
to the right:
Fe = 15'252pº35'3p'3c4s?
Example 1.3 Electronic notation helps a person visualize which electrons
are available for bonding and to estimate the type of bond that is likely to
result, Unfilled shells contribute to bonding. Electron notation is often ab-
breviated to include only the unfilled and outer shells. The iron electron
notation is thus abbreviated to 3dº4sº, which tells the reader that all the
subshells up to and including 3s are filled. Yttrium is abbreviated from
1s252pt3d "asd ptad'5s? to 4d!5sº or even more simply, 4d5s”. Figure 1.2 lists
the abbreviated electron configurations of the elements arranged according
to the periodic table. Another form of abbreviation lists the nearest inert gas
of lower atomic number and also identifies the electrons in outer shells. For
example, Mg consists of the neon inner structure 1s*2572pº plus 35º and is
abbreviated [NeJ3s”. Similarty, Ti can be abbreviated [Ar)3dº4s? and 1 ab-
breviated [Kr]4d"Ss'sp*.
12 BONDING
The unfilled outermost electron shells are involved tn bonding. The elements
He, Ne, Ar, Kr, Xe, and Rn have full outer electron shells and thus are very
stable and do not easily form bonds with other elements. Elements with
unfilled electron shells are not as stable and interact with other atoms in a
controlled fashion such that electrons are shared or exchanged between these
atoms to achieve stable full outer shells.
The three primary interatomic bonds are referred to as metallic, ionic,
and covalent. These provide the bond mechanism for nearly all the solid
ceramic and metallic materials discussed in later chapters. Other secondary
mechanisms referred to as van der Waals bonds also occur, but are discussed
only briefly.
Metallic Bonding
As the name implies, metallic bonding is the predominant bond mechanism
for metals, It is also referred to as electronic bonding, from the fact that the
valence electrons (electrons from unfilled shells) are freely shared by all the
atoms in the structure, Mutual electrostatic repulsion of the negative charges
of the electrons keeps their distribution statistically uniform throughout the
structure. At any given time, each atom has enough electrons grouped around
it to satisfy its need for a full outer shell, It is the mutual attraction of all the
nuclei in the structure to this same cloud of shared electrons that results in
the metallic bond.
6 Chapter 1
Because the valence electrons in a metal distribute themselves uniformly
and because all the atoms in a pure metal are of the same size, close-packed
structures result. Such close-packed structures contain many slip planes along
which movement can occur during mechanical loading, producing the ductility
that we are so accustomed to for metais. Pure metals typically have very high
ductility and can undergo 40 to 60% elongation prior to rupturing. Highly
alloyed metais such as the superalloys also have close-packed structures, but
the different-size alloying atoms disrupt movement along slip planes and de-
crease the ductility. Superalloys typically have 5 to 20% elongation.
The free movement of electrons through the structure of a metal results
in high electrical conductivity under the influence of an electrical field and
high thermal conductivity when exposed to a heat source. These properties
are discussed in more detail in Chaps. 4 and 6.
Metallic bonding occurs for elements to the left and in the interior of the
periodic table (see Fig. 1.2 and the complete periodic table on p. 850). Alkali
metals such as sodium (Na) and potassium (K) are bonded by outer s electrons
and have low bond energy. These metals have low strength and low melting
temperatures-and are not overly stable. Transition metals such as chromium
(Cr), iron (Fe), and tungsten (W) are bonded by inner electrons and have
much higher bond strengths. Transition metals thus have higher strength and
higher melting temperatures and are more stable,
Ionic Bonding
lonic bonding occurs when one atom gives up one or more electrons and
another atom or atoms accept these electrons such that electrical neutrality
is maintained and each atom achieves a stable, filled electron shell, This is
best illustrated by a few examples.
Example 1.4 Sodium chloride (NaCl!) is largely ionically bonded. The Na
atom has the electronic structure 18º25º2p“3s. If the Na atom could pet rid of
the 3s electron, it would have the stable neon (Ne) structure. The chlorine
atom has the electronic structure 15º25º2p*3s'3p*. If the CI atom could obtain
one more electron, it would have the stable argon (Ar) structure. During
bonding, one electron from the Na is transferred to the Cl, producing a sodium
ion (Na*) with a net positive charge and a chlorine ion (Cl”) with an equal
negative charge, resulting in a more stable electronic structure for each. This
is illustrated in Figure 1.3, The opposite charges provide a Coulombic at-
traction that is the source of ionic bonding. To maintain overall electrical
neutrality, one Na atom is required for each Cl atom and the formula becomes
NaCl.
Example 1.5 The aluminum (Al) atom has the electronic structure
157252p*3s"3p!. To achieve a stable Ne structure three electrons would have
Table 1.1 Jonic Radii for 6 and 4 Coordination (4 Coordination in Parentheses)
Agr
Lis
(1.02)
cr
181
Fe
077
(0.63)
Mer
0.72
(0.49)
Rb
149
Te
221
ye
089
Apr
0.53
(0.39)
cor
0.74
Fe”
0.65
10.49)
Mn?”
067
sr
184
Te”
0.56
vp
0.86
Ass
0.50
(0.34)
co”
0.61
Ga”
0.62
(0.47)
Matt
0.54
se
0.30
(0.12)
nº
1.00
Zn
0.75
(0.60)
Aut
1.37
ce
0.73
Ga”
0.94
Mo”
0.67
so”
0.61
Tr
0.86
Ze”
0,72
Br
0.23
(0.12)
cr
0.62
Ger
0.54
(0.40)
Mott
0.65
se”
0.73
Ti”
0.61
pa”
136
cr
0,55
(0.44)
ne
971
(0.96)
Na”
102
(0.99)
Se”
1.98
Tr
1,50
pe
0.35
(027)
Cs
1.70
Hg”
102
Nb*
0.64
(0.32)
ser
042
(0.29)
ne
0.88
Bi”
0.74
cu
0.96
Ho”
0.89
Ne”
1.00
si
0.40
(0.26)
ve
097
Br
1.96
cur
073
(0.63)
r
220
Ni
0.69
sm”
0.96
us
0.76
0.16
(0.15)
Dy*
0.91
we
0.79
o”
(1.38)
sn
0.93
v>
0.79
ca”
1.00
E
0,88
K
138
0.35
(0.33)
Sn”
0.69
vs
0.54
(036)
car
0.95
(0.84)
Eu
0.95
La”
1.06
pro
1.18
(0.94)
se
1.16
we
0,65
Ce”
0.80
133
as
Li
0.74
(0.59)
pos
0.78
Tat
0.64
0.58
(0,41)
Source: Compiled from Refs. | and 2.
dampanns JejsÃio pus Sujpuog amuory
10 Chapter 1
Example 1.6 What is the most likely coordination number for a structure
made up of Mg'* and O"? Si** and 0-2 Cr'* and 0-9
From Table 1.1,
Met 072 o “
o Ta 0.51 coordination number = 6
Sir 0,40 ni
o > 40 é 0,29 coordination number = 4
Cr” 062 ar
O = Lao 0.44 coordination number = 6
As predicted, Mg”* has a coordination number of 6 in MgO. The O"-
ions also have a coordination number of 6 and are arranged in a cubic close-
packed structure with the Mg” ions filling the octahedral interstitial positions.
This is the same structure that Na* and Cl” bond together to form, This
structure is called the rock salt structure after NaCI. Other important ceramic
structures are listed in Table 1.2 and are discussed in Chapter 2.
Most of the ionic structures are close-packed. Bonding is associated with
the s electron shells (which have a spherical probability distribution) and
would be nondirectional if purely ionic. However. there is a tendency for
increased electron concentration between atom centers, which provides a
degree of nonionic character. The degree of ionic character of a compound
can be estimated using the electronegativity scale (Fig. 1.5) derived by Pauling
[3]. Electronegativity is a measure of an atom's ability to attract electrons and
is roughly proportional to the sum of the energy needed to add an electron
(electron afânity) and to remove an electron (ionization potential). The larger
the electronegativity difference between atoms in a compound, the larger the
degree of ionic character. The semiempirical curve derived by Pauling is shown
in Fig. 1.6.
NOT STABLE STABLE STABLE
Figure 1.4 Stable and unstable configurations which determine atomic coordination
number within a structure. (Adapted from Ref. 2.)
Hm
Table 1.2 Ionic Crystal Structures
Name of Coordination Coordination
structure Packing of anions of anions of cations Examples
Rock sait Cubic close-packed 6 6 NaCI, MgO, CaO. LiF. CoO. NiO
Zine hlende Cubic close-packed 4 4 ZnS. BeO, SIC
Perovskite Cubic close-packed 6 12,6 BaTiO,. CoTiO,. SrZrO,
Spinel Cubic close-packed 4 8.6 FeALO, MgALO,. ZnALO,
Inverse spinel Cubic close-packed 4 a(o 4 FeMBFcO,. METIMBO,
csci Simple cubic 8 8 CsCI, CsBr. Cs
Fluorite Simpie cubic 4 8 CaF;, ThO,, CeO.. UO,, ZrO.. HO.
Antifuarite Cubic close-packed 8 4 LO. Na;O, KO, Rb:0
Rutile Distorted cubic close-packed 3 6 TIO, GeO:. SnO:, PbO:. VO.
Wurtzite Hexagonal close-packed 4 4 ZnS. 2n0, SIC
Nickel arsenide Hexagonal close-packed 6 6 NiAs. Fes, CoSe
Corundum Hexagonal close-packed 4 6 ALO, FesOy, CO V O
Umenite Hexagonal close-packed 4 6.6 FeTIO,. CoTiO,. NÍTIO,
Ofivine Hexagonal close-packed 4 6.4 MesSiOs. FesSiO,
“First Fe in tetrabiedrai cuordination. second Fe in octahedral coordinatior.
Source: Adapted from Ref. 2
14 Chapter 1
(a) DIAMOND STAUCTURE UNIT tb) METHANE MOLECULE
Figure 1.7 Schematic example of covalently bonded materials. (a) Diamond with
periodic three-dimensional structure. (b) Methane with single-molecular structure.
Shaded regions show directional electron probability distributions for pairs of electrons.
Carbon has an atomic number of 6 and an electronic structure of 18'2s'2p”
and thus has four valence electrons available for bonding. Each 2s and 2p
electron shares an orbital with an equivalent electron from another carbon
atom, resulting in a structure in which each carbon atom is covalently bonded
to four other carbon atoms in a tetrahedra! orientation. This is shown sche-
matically in Fig. 1.7a for one tetrahedral structural unit. The central carbon
atom has its initial six electrons plus one shared electron from each of the
adjacent four carbon atoms, resulting in a total of 10 electrons. This is equiv-
alent to the filled outer shell of a neon atom and is à very stable condition.
Euch of the four outer carbon atoms of the tetrahedron is bonded directionally
to three additional carbon atoms to produce a periodic tetrahedral structure
with all the atoms in the structure (except the final outer layer at the surface
of the crystal) sharing four electrons to achieve the stable electronic structure
of neon.
The continuous periodic covalent bonding of carbon atoms in diamond
results in high hardness, high melting temperature, and low electrical con-
ductivity at low temperature. Silicon carbide has similar covalent bonding and
thus high hardness, high melting temperature, and low electrical conductivity
at low temperature.”
Covalently bonded ceramics typically are hard and strong and have high
melting temperatures. However, these are not inherent traits of covalent
bonding. For instance, most organic materials have covalent bonds but do
not have high hardness or high melting temperatures. The deciding factor is
the strength of the bond and the nature of the structure. For instance, methane
(CH) forms a tetrahedral structural unit fike diamond, but the valence elec-
trons of both the carbon atom and the four hydrogen atoms are satisfied
within a single tetrahedron and no periodic structure results. Methane is a
*Silicon carbide doped with appropriate impurities has significantly increased electrical
conductivity and is an important semiconductor material.
Atomic Bonding and Crystal Structure 15
gas under normal ambient conditions. A methane molecule is shown sche-
matically in Fig. 1.7b. Organic bonding and structures are discussed in more
detail later in the chapter.
Diatomic gases (H., O». N., etc.) are another example of covalent bonding
where molecules rather than interconnected solid structures are formed. Two
hydrogen atoms cach share their 1s electron to form H.. Two oxygen atoms
share two electrons to form O». Similarly, two nitrogen atoms share three
electrons to form N,. Multiple sharing leads to a particularly strong bond and
a stable molecule. N, is often used as a substitute for the inert gases He or
Ar. Figure 1.8 illustrates covalent bonding in various diatomic gases.
The directional bonding of covalent materials results in structures that
are not close packed. This has a pronounced effect on the properties, in
particular density and thermal expansion. Close-packed materials such as the
metals and ionic-bonded ceramics have relatively high thermal expansion
coefhicients. The thermal expansion of each atom is cumulated through each
close-packed adjacent atom throughout the structure to yield a large thermal
expansion of the whole mass. Covalently bonded ceramics typically have a
much lower thermal expansion because some of the thermal growth of the
individual atoms is absorbed by the open space in the structure.
Covalent bonding occurs between atoms of similar electronegativity which
are not close in electronic structure to the inert gas configuration. (Refer to
the electronegativity scale in Fig. 1.5.) Atoms such as C, N, Si. Ge. and Te
are of intermediate electronegativity and form highly covalent structures.
Atoms with a greater difference in electronegativity form compounds having
a less covalent bond nature. Figures 1.5 and 1.6 can be used to estimate the
relative covalent bond nature. However, the curve in Fig. [.6 is empirical
and can be used only as an approximation, especially in intermediate cases.
Example 1.8 What is the approximate degree of covalent character of dia-
mond? of SiN;? of SiO;?
From Fig. 1.5.
E -Ec=0
Es — Ex = 1.2
Es — E, =17
From Fig. 1.6.
Fraction covalent € = 1 fraction ionic C=1-0=10
Fraction covalent SAN, = 1 — fraction ionic ShN,=10-03=
07
Fraction covalent SiO, = 1 — fraction ionic SO, = 10 — 0,5 =
0,5
16 Chapter 1
iso kas10A
(b)
Liss 3 os Ã
(e) (d)
Figure 1.8 Covalent bonding of diatomic molecules. (From Ref. 10.)
In summary, the following properties are characteristic of covalent bond-
ing and the resulting ceramic materials:
1. Electron are shared to fill outer electron shells and achieve electrical
neutrality.
2. Atoms having similar electronegativity from bonds.
3. Bonding is highly directional.
4. Structures are not close packed, but typically three-dimensional
frame-works contain cavities and channels.
5. Compounds typically have high strength, hardness, and melting tem-
perature.
6. Structures often have low thermal expansion.
Ionic and Covalent Bond Combinations
Many ceramic materials have a combination of ionic and covalent bonding.
An example is gypsum (CaSO,), from which plaster is manufactured. The
sulfur is covalently bonded to the oxygen to produce SO, , which is two
electrons short of having full outer electron shells for each of the five atoms.
The calcium donates its two valence electrons and is thus bonded ionically
to the SOp”:
Ca+-
Atomic Bonding and Crystal Structure 19
der Waals-type bonds to hold the layers together. Highly anisotropic prop-
erties result. All of these layer structures have easy slip between layers. In
the clay minerais this property makes possible ptasticity with the addition of
water and was the basis of the early use of clay for pottery. In fact, it was
the basis of almost all ceramic fabrication technology prior to the twentieth
century and is still an important factor in the fabrication of pottery, porcelain,
whiteware, brick, and many other items.
The easy slip between layers in graphite and hexagonal boron nitride has
also resulted in many applications of these materials. Both can be easily
machined with conventional cutting tools and provide low-friction. self-lu-
bricating surfaces for a wide variety of seals. Both are also used as solid
lubricants and as boundary layer surface coatings.
The weak bonds between layers of mica and the resulting easy slip has
recently led to a new application for these materials. Small synthetic mica
crystals are dispersed in glass to form a nonporous composite having excellent
electrical resistance properties. The presence of the mica permits machining
of the composite to close tolerances with no chipping or breakage. using
conventional low-cost machine tools.
Although van der Waals forces are weak, they are adequate to cause
adsorption of molecules at the surface of a particle. For particles of colloid
dimensions (100 À to 3 em), adsorbed ions provide enough charge at the
surface of a particle to attract particles of opposite charge and to repel particles
of like charge. This has a major effect on the rheology (flow characteristics
of particles suspended in a Auid) of particle suspensions used for slip casting
and mixes used for extrusion, injection molding. and other plastic-forming
techniques (see Chap. 10).
The discussions in this chapter of electronic structure, bonding, and crystal
structure have been brief and simplified. More detailed discussions are avail-
able in Refs. 1 through 7 and in Chapter 2.
1,3 POLYMORPHIC FORMS AND TRANSFORMATIONS
As described in the sections on bonding, the stable crystal structure for a
composition is dependent on the following:
1. Balance of electrical charge
2. Densest packing of atoms consistent with atom size, number of bonds
per atom, and bond direction
3. Minimization of the electrostatic repulsion forces
As the temperature of or the pressure on a material change, interatomic
distance and the level of atomic vibration change such that the initial structure
may not be the most stable structure under the new conditions. Materials
20 Chapter 1
having the same chemical composition but a different crystal structure are
called polymorphs and the change from one structure to another is referred
to as a polymorphic transformation.
Polymorphism is common in ceramic materials and in many cases has a
strong impact on useful limits of application. For instance, the stable form of
zirconium oxide (ZrO») at room temperature is monoclinic, but it transforms
to a tetragonal form at about 1100ºC. This transformation is accompanied by
a large volume change that results in internal stresses in the ZrO, body large
enough to cause fracture or substantial weakening. In attempts to avoid this
problem. it was discovered that appropriate additions of MgO, CaO, or Y,0;
to ZrO, produced a cubic form that did not undergo a transformation and
was thus useful over a broader temperature range.
Before selecting a material for an application, it is necessary for an en-
gincer 10 verify that the material does not have an unacceptable transfor-
mation. A good first step is to check the phase equilibrium diagram for the
composition. Even if more than one polymorph is present within the intended
temperature range of the application, the material may be acceptable. The
important criterion is that no large or abrupt volume changes occur. This can
be determined by looking at the thermal expansion curve for the material,
For example, Fig. 1.9 compares the thermal expansion curves for unstabilized
ZrO, and stabilized ZrO,. The large volume change associated with the mon-
oelinic-tetragonal transformation is readily visible for the unstabilized ZrO».
Many ceramic materials exist in different polymorphic forms. Among
these materials are SiO», SiC, €, SiN,, BN, TIO,, ZnS, CaTiO,. AbSIO,.
FeS,. and As;O.. The properties of some of these are discussed in later
chapters.
Two types of polymorphic transformations occur. The first, displacive
transformation, involves distortion of the structure, such as a chanpe in bond
angles, but does not include breaking of bonds. It typically occurs rapidly at
a well-defined temperature and is reversible. The martensite transformation
in metais às a displacive transformation. So also are the cubictetragonal BaTiO;
and tetragonal-monoclinic ZrO, transformations.
Displacive transformations are common in the silicate ceramics. In gen-
eral, the high-temperature form has higher symmetry, larger specific volume,
and larger heat capacity and is always the more open structure. The low-
temperature form typically has a collapsed structure achieved by rotating the
bond angle of alternating rows of SiO, tetrahedra in opposite directions.
The second type of transformation is the reconstructive transformation.
Bonds are broken and a new structure formed. Much greater energy is re-
quired for this type of transformation than for a displacive transformation.
The rate of reconstructive transformation is sluggish, so the high-temperature
structure can usually be retained at low temperature by rapid cooling through
the transformation temperature.
Atomic Bonding and Crystal Structure
(a)
(b)
Pure
Fuliy
MH
1.5 | stabilized
1.4
1.2
10
0.8
0.6
Linear expansion, %
0.4
0.2 /
Er av) LAI
O 400 800 1200 O 400 800 1200
Temperature, ҼC
Figure 1.9 Thermal expansion curves for (a) unstabilized ZrO. and (b) stabilized
ZrO, showing the abrupt volume change in the unstabilized ZrO, due to the mono-
clinictetragonal polymorphic phase transformation. (From E. Tyshkewitch and D. W.
Richerson. Oxide Ceramics. 2nd ed.. General Ceramics/Academic Press, 1985.)
The activation energy for a reconstructive transformation is so high that
transformation frequently will not occur unless aided by external factors. For
example, the presence of a liquid phase can allow the unstable form to
dissolve, followed by precipitation of the new stable form. Mechanical energy
can be another means of overcoming the high activation energy.
Silica (SiO.) is a good example for illustrating transformations. Both
displacive and reconstructive transformations occur in SiO» and play an im-
portant role in silicate technology. Figure 1.10 shows the temperature-initiated
transformations for SiO». The stable polymorph of SiO, at room temperature
is quartz. However. tridymite and cristobalite are also commonly found at
room temperature in ceramic components as metastable forms because the
reconstructive transformations in SiO, are very sluggish and do not normally
occur. Quartz, tridymite, and cristobalite all have displacive transformations
in which the high-temperature structures are distorted by changes in bond
angle between SiO, tetrahedra to form the low-temperature structures. These
displacive transformations are rapid and cannot be restrained from occurring.
K is important to note the size of the volume changes associated with
displacive transformations in SiO,. These limit the applications, especially of
24 Chapter 1
3. Typically transparent to optical wavelengths, but can be formulated
to absorb or transmit a wide variety of wavelengths
4. Typically good electrical and thermal insulators
S. Soften before melting. so they can be formed by btowing into intricate
hollow shapes
Gels
Gels are noncrystalline solids that are formed by chemical reaction rather
than melting. Silica gel, which is highly useful as a bonding agent in the
ceramic and metal industries, is produced by a reaction of ethyl silicate with
water in the presence of a catalyst. Si(OH), results, which is then dehydrated
to form SiO.. A silica gel can also be formed by the reaction of sodium silicate
with acid.
Another noncrystalline inorganic gel, AI(H,PO,):. can be produced by
reacting aluminum oxide (ALO:) with phosphoric acid (H;PO,). Like the
silica gels. this aluminum phosphate gel is produced at room temperature and
is an excellent inorganic cement. The technology and important applications
of ceramic cements are discussed im Chap. 11.
Vapor Deposition
An important class of noncrystalline materials is produced by rapid conden-
sation of a vapor on a cold substrate or by reaction of a gas at a hot substrate.
The vapor can be produced by sputtering, electron-beam evaporation, or
thermal evaporation. Vapor contacting a cold substrate solidies so rapidly
that the atoms do not have time to rearrange into a crystalline structure.
Condensation from a vapor has been used to produce noncrystalline
coatings of materials that are difficult or impossible to produce as noncrys-
talline solids by other approaches. These coatings are usually nonporous and
very fine grained and have unique properties.
1.5 MOLECULAR STRUCTURES
So far we have discussed the bonding and structures of metals and ceramics.
but have ignored organic materials. Organic materials are extremely important
in modern engineering and their general characteristics should be understood
just as well as those of metals and ceramics.
The majority of organic materials are made up of distinct molecules. The
atoms of each molecule are held together strongly by covalent bonds with
the outer electron shells filled. Because ail the shelis are filed, the individual
molecules are stable and do not have a drive to bond with other molecules
(as mentioned earlier for methane).
Atomic Bonding and Crystal Structure
25
Organic molecular structures are usually formed from the nonmetallic
elements and hydrogen. The most common are the hydrocarbons, which
consist prímarily of carbon and hydrogen but may also have halogens (es-
pecially CI and F), hydroxide (OH), acetate (C,H:0,), or other groups re-
placing one or more of the hydrogens. Other molecular structures include
ammonia, which is made up of N and H, and the silicones, which contain Si
in the place of carbon.
Hydrocarbons
The hydrocarbons and modified hydrocarbons are perhaps the most frequently
encountered engineering organic materials. Some of the simple compositions
and molecular structures are illustrated in Fig. 1.12. The straight lines between
the atoms represent individual covalent bonds between pairs of electrons.
ETHANE
nv
H-GE=H
HH PHENOL
oH
Ho Cc MH
NANA
[A
| 1
Pa Pa
oco
ETHANOL H
HH
Va
H-€-6—0H
HH
STYRENE
HH
[1]
C=c
11
EA rá
[a
A
c
TETRAFLUOROETHYLENE IN
FF c n
1]
ç º
FF
Figure 1,12 Hydrocarbon structures. (From Ref.
VINYL
CHLORIDE
n
rá
H cr
FORMALDEHYDE
BUTADIENE
HH HH
SR]
G=€-€=6
I
H H
10.)
26 Chapter 1
The bond between two carbon atoms has an energy of about 83 kcal/g-mol.
The bond energy between a carbon and a hydrogen is about 99 kcal/g-mol
and between a carbon and chlorine is about 81 kcal/g-mol. Some pairs of
carbon atoms in Fig. 1.12 have two covalent bonds between them. This double
bond has an approximate energy of 146 kcal/g-mol [11].
Hydrocarbons with only single bonds have no open structural positions
where additional atoms can bond and are thus referred to as saturated. The
paraffins are good examples. They have a general formula of C,Hs,... Meth-
anc is» = | and ethane is» = 2. These, as well as compositions with n up
to 15, are either liquid or gas at room temperature and are used as fuels. As
the size of the molecules increase, the melting temperature increases: thus,
paralfins with about 30 carbon atoms per molecule are relatively rigid at room
temperature. The increase in melting temperature with molecular size is par-
tially due to decreased mobility. but mostly to increased van der Waals bond-
ing between molecules. The larger molecules have more sites available for
van der Waals bonds.
Hydrocarbons with double or triple bonds between a pair of carbon atoms
are referred to as unsaturated, Under the appropriate conditions, these bonds
can be broken and replaced by single bonds that can link small molecules
together to form large molecules. This is referred to as polymerization (12.
RIR
Addition Polymerization
When a double bond is broken, it provides two sites at which new bonds
may form. and the molecule is referred to as bifunctional. Ethylene, vinyl
chloride, tetrafluoroethylene, styrene, and methy! methacrylate are all bi-
functional. Addition polymerization can be achieved with bifunctional mol-
ecules by applying enough energy to break the double carbon bond. This
energy can be in the form of heat, pressure, light, or a catalyst. Once the
double bonds of a group of molecules are broken, an unstable electron struc-
ture is present and the separate molecular units, called mers, bond together
to form a long chain (or polymer). The energy released during addition
polymerization is greater than the energy that was required to start the re-
action. The following illustrates addition polymerization of vinyl chloride to
torm polyvinyl chloride:
H H
LA CRIA
í fi eat, pressure CCC E C—c— (1.1)
tight, or catalyst iG
ci
n n
Atomic Bonding and Crystal Structure 29
PHENOL FORMALDEHYDE
H OH
Se- H
LA
H—C Se-n + c=O
N A”
VET H
H H
/ N
— H H —
Ç OH ou. “e
PN NAS
H C—L Cc—€C H
48 4 wo
HE pe Piu + 2
C=€ c=cC
Ho ZE& EH
E H H /8
(O) e A (5 .
= )
PHENOL-FORMALDEHYDE WATER
Figure 1.14 Formation of a network structure by condensation polymerization of
phenol and formaidehyde.
Pan Pau
HHCH H CH HHCHHHCH
LU Vl DLL LA Ts
T$-E=C-E-66=c e E
do nho nllanlla
+5—» ss ss
H HH H H | | HH | | H
| pl I | pl ]
CRT LILIII E
NG nh CHA "nEMBHCHA
Hs Hs H; H;
NATURAL RUBBER VULCANIZED RUBBER
Figure 1,15 Cross-linking with sulfur in the vulcanization process for natural rubber.
(From L. H. Van Vlack, Elements of Materials Science, 2nd ed., O 1964. Addison-
Wesley Publishing Co.. Reading, Mass.. Fig. 7.20. Reprinted with permission.)
3 Chapter 1
The shape of the polymer molecules affects the ease and degree of crys-
tallization and also the properties. Crystallization occurs most casily if the
individual monomers all have identical ordering.
Cross-Linking and Branching
Crystallization causes moderate changes in properties. Major changes can
occur in linear polymers by cross-linking or branching. In cross-linking, ad-
jacent chains are bonded together, usually by bridges between unsaturated
carbon atoms. The vulcanization of natural rubber with sulfur is a classic
example. The reaction is shown in Fig. 1.15. The degree of cross-linking can
be controlled by the amount of S added. Both the hardness and strength
increase as the amount of cross-linking increases.
REFERENCES
|. R.D. Shannon and €. T. Prewitt, Effective ionic radii in oxides and fluorides.
Acre Crystallogr. B25. 925 (1969).
W. D. Kingery. H. K. Bowen, and D. R. Uhimann. fntroduction to Ceramics,
2nd ed., Wiley, New York, 1976. Chap. 2.
3. L. Pauling. The Name of the Chemical! Bond. 3rd ed.. Cornell University Press.
Ithaca. New York, 1960.
+ Anthony R. West. Solid State Chemistry and fis Application. Wiley. New York.
1984.
5. D. W. Oxtoby and N. H. Nachtrieb. Principles of Modern Chemistry, Saunders.
Philadelphia. 1986.
6. JF Shackeltord. Introduction to Materials Science for Engineers, 2nd ed., Mac-
millan, New York, 1985.
7. WD Callister, Materials Science and Engineering: An introduction, Wiley, New
York. 1985.
8. R.H. Doremus, Glass Science, Wiley, New York, 1973.
9. MH. Rawson, lnorganic Glass-Forming Systems, Academic Press, New York, 1967.
lo. LH. Van Vlack, Elements of Materials Science, 2nd ed., Addison-Wesley,
Reading. Mass., 1964, Chaps. 3. 7, and Appendix F.
4. E W. Billmeyer, Jr.. Texbook of Polymer Science. Interscience, New York,
1962,
2. A. X. Schmidt and C. A. Marlies, Principles of High Polymer Theory and
Practice. McGraw-Hill, New York, 1948.
13. G. F. D'Alelio, Fundamento! Principles of Polymerization, Wiley. New York.
1952.
14. D.J. Williams, Polymer Science and Engineering. Prentice-Hall. Englewood
Cliffs. N.J.. 1971.
15. R.H. Doremus, Glass Science, Wiley. New York, 1973.
16. Richard Zalten, The Phivsics of Amorphows Solids. Wiley, New York. 1983.
to
Atomic Bonding and Crystal Structure a
PROBLEMS
Li
16
Explain why hydrogen and oxygen are present in the atmosphere as H,
and O; (diatomic molecules) and helium and argon are present as He
and Ar (monatomic molecules).
Show the complete electron notation for Co. Why does the 45 shell fill
before the 3d shell?
How many 3d electrons are in each of the following?
(a) Fe
(b) Fe"!
(c) Fe'*
(d) Cut
(e) Cu!*
What chemical formula would result when yttrium and oxygen combine?
What is the most likely coordination number? What is the relative per-
cent ionic character? What relative hardness and melting temperature
would be expected for yttrium oxide?
Titanium has an atomic number of 22. How many electrons does the
Ti'* ion contain? How many electrons does Mn** have? Be*7 Y**7
What chemical formula would result when potassium and oxygen com-
bine? When calcium and fluorine combine? When tin and oxygen com-
bine? When magnesium and oxygen? Titanium and oxygen? Zirconium
and oxygen? Silicon and oxygen? Uranium and oxygen? Lanthanum
and oxygen?
3 Chapter 2
ÚL to bs
Simple cubic Body-centered Face-centered
cubic cubie
Simple Body-centered Simple Body-centered
tetragonal tetragonal orthorhombic orthorhombic
Base-centered Face-centered Hexagonal
orthorhombre orthorhombic Rhombohedral
Simple Base-centered Triclinic
monoclinic monoclinic
Figure 2.2 Bravais lattices. (From Ref. 1.)
at the eight corners plus at the center of each cube, and (3) at the eight
corners plus at the center of each face of the cube. These atom positions
are referred to as lattice points. Fourteen options are possible for lattice
points in the seven crystal systems. These are illustrated in Fig. 2.2 and
are referred to as the Bravais lattices.
Crystal Directions and Planes
The closeness of packing of atoms varies in different planes within the
crystaf structure. For example, the planes of the atoms parallel to the
Crystal Chemistry and Specific Crystal Structures 35
diagonal of the cube in a face-centered cubic structure are close-packed.
Planes in other directions are not close-packed. This variation in packing
of atoms results in variations in properties of the crystal along different
directions. It is therefore important to have a simple and constant method
of identifying the directions and planes within a crystal structure.
Since the unit cell is the simplest representation of a crystal structure,
it is used as the basis for defining directions and planes within the overall
crystal. Figure 2.3 shows a unit cell with three sides lying along the axes
of a rectangular coordinate system. This unit cell is generalized and could
represent a cubic unit cell (where a = b = c), a tetragonal unit cell (where
a =bc),or an orthorhombic unit cell (where a b * c).
Crystal directions are identified by the square-bracketed coordinates
of a ray that extends from the origin to a corner, edge, or face of the unit
cell. For example, a ray along the x axis intersects the corner of the unit
cellatx =1,y=0,andz = 0. The direction [Ak!] is thus defined as
[100]. If the ray is drawn on the x axis in the negative direction, the crystal
direction is [100]. Similarly, a ray along the y axis is the crystal direction
[010] and along the 2 axis is [001]. A ray along the diagonal of the unit
cell face bounded by the x and z axes intersects the corner of the unit cell
atx=1,y=0,andz = 1,so the crystal direction is [101]. A ray across
the diagonal of the whole unit cellintersectsatx = 1,y = 1,andz =1
puta
[101] c
[111]
[010]
[100] y
À
a
x —b
Figure 2,3 Definitions of crystal directions for a cubic, tetragonal or orthorhombic
crystal. a, b, and c are lattice dimensions of the unit cell, x, y, and z are the
orthogonal axes of a rectangular coordinate system. The rays represent crystal
directions with their [Ak!] designations. (From Ref. 2.)
% Chapter 2
10) 1 % 1
| I
/
(010): VZ 4 (MM) (É
LA LA
hk
4
1 141
== (01 Lil ==
== 019 aa a O (RB = (A)
k
1
1
gj=> 7
Figure 2.4 Examples of Miller indices notations for crystal planes. (From Ref.
2.)
so that the crystal direction is [111]. Several of these examples are illustrated
in Fig. 2.3.
The crystal direction notation is made up of the lowest combination
of integers and represents unit distances rather than actual distances. A
[222] direction is identical to a [111], so [111] is used. Fractions are not
used. For example, a ray that intersects the center of the top face of the
unit cell has coordinates x = 1/2, y = 1/2, and z = 1. All have to be
multiplied by 2 to convert to the lowest combination of integers [112].
Finally, all parallel rays have the same crystal direction. For instance, the
four vertical edges of a unit cell all have the direction [hk!] = [001].
Crystal planes are designated by symbols referred to as Miller indices,
The Miller indices are indicated by the notation (AA!) where A, k, and [
are the reciprocals of the intercepts of the plane with the x, y, and z axes.
This is illustrated in Fig. 2.4 for a general unit cell. A plane that forms the
right side of the unit cell intercepts the y axis at 1, but does not intercept
the x or z axes. Thush = 1/00,k = 1/1,and | = 1/2, which gives (010).
To distinguish from the notation for directions, parentheses are used for
planes. Parallel planes have the same Miller indices, so the left side of the
unit cellin Fig. 2.4 also is (010). Similarly, the top and bottom are (001)
and the front and back are (100), Determination of Miller indices for several
other planes is also illustrated in Fig. 2.4.
Structure, Composition, and Coordination Notations
Many crystal structures are named after the first chemical composition
determined to have the structure. We need a simple notation to distinguish
Crystal Chemistry and Specific Crystal Structures 39
nation number, and spin state affect the ionic radius, Let us look at the
element iron (Fe). The ferrous ion Fe?* with a valence of +2 has an ionic
radius of 9.75 À. The ferric ion Fe?* with a valence of +3 has a smaller
ionic radius of 0.69 À. This is not surprising, since the Fe'* has one less
electron orbiting the nucleus. Fe?* in the high-spin state has an ionic radius
of 0.92 À compared to 0.75 À for Fe?* in the low-spin state. Finally, Fe'*
surrounded by six anions (coordination number of 6) has a larger ionic
radius (0.92 À) than Fe?“ surrounded by only four anions (CN = 4,
r= 0.77).
tonic Packing
Most of the ionic ceramic crystal structures consist of a three-dimensional
stacking of the anions with the smaller cations fitting into interstitial po-
sitions. The size of the interstitial position varies depending on the mode
of stacking. Eight spheres stacked to form a simple cube have a relatively
large interstitial position in the center. For example, in a body-centered
cubic metal this position is filled by an atom of the same size as the corner
atoms, resulting in a structure that is not quite close-packed. The atom or
ion in the center has a coordination number of 8. Six spheres stacked to
form an octahedron have a smaller interstitial position (CN of 6), and four
spheres stacked to form a tetrahedron have a still smaller interstitial po-
sition (CN of 4). The cubic close-packed and hexagonal close-packed struc-
tures (discussed later in this chapter) both have interstitial positions of
these two types. They are clearly visible in Fig. 2.5, which shows a cutaway
of a face-centered cubic (FCC) structure. The larger octahedral sites are
visible from the side view and the smaller tetrahedral sites are visible from
the diagonal (cutaway) view. There is one octahedral site at the center of
the FCC unit cell and one at the midspan of each of the 12 edges.
Only ions of an appropriate size range are stable in each interstitial
position. An ion that is too small to fill the site completely is not stable.
One that closely filis the interstitial site or one that is slightly larger than
the site is stable. This was illustrated previously in Fig. 1.4. Note that the
ion larger than the interstitial site causes adjacent ions to deviate from
close packing.
One can calculate using simple geometry the size of a sphere that fits
exactly into each interstitial position. This represents the minimum size
that is stable. The maximum size is approximately the size of the next
larger interstitial position. These size ranges based on the radius ratio of
the interstitial cation to the host anion polyhedron are listed in Table 2.1.
Ratios smaller than 0.225 typically involve independent tetrahedra or
octahedra bonded together by sharing of a corner or edge and result in
coordination numbers of 2 or 3.
40 Chapter 2
Figure 2.5 Cutaway of a face-centered cubic structure showing the larger octa-
hedral interstitial holes visible from the side view and the smaller tetrahedral
interstitial holes visible from the diagonal view. (From Ref. 4, p. 49.)
The critical-radius ratios in Table 2.1 are useful in predicting the types
of structures that will be formed by various ion combinations, However,
as we discussed in Chap. 1, atoms and ions are not really hard spheres.
Anmions with high atomic number are large and can be easily deformed,
especially by a cation with a high charge. In addition, most materials do
not have pure ionic bonding, but have some covalent contribution that
Table 2.1 Critical Radius Ratios for Various Coordination Numbers
for Cations in Interstitial Positions in Anion Polyhedra
Coordination Position Minimum ratio
number of anions of ionic radii
4 Corners of tetrahedron 0.225
6 Corners of octahedron 0.414
8 Corners of cube 0.732
Crystal Chemistry and Specific Crystal Structures ai
may affect the coordination number. Thus, ions fit into a greater range of
coordination number than is indicated by predictions based on the critical-
radius ratios of Table 2.1. Table 2.2 identifies deviations that have been
observed in ienic bonding between various cations and oxygen. Some cat-
ions (AP+, Nat, Ca't, and K*) have been experimentally observed in
several different coordinations within ceramic structures.
Effect of Charge
So far we have only considered the effect of the relative size of the cations
and anions on their stacking into a structure. The charge on each ion is
equally important. Electrical neutrality is required at the unit cell level as
well as throughout the crystal structure. The charge of each cation and
anion must be mutually balanced by the combined charge of the surround-
ing ions of the opposite charge. This places a limitation on the positions
of the ions in the structure.
The portion of the charge of each cation is equal to the valence of the
cation Vc divided by the coordination number of the cation (CN)c. Like-
wise, the portion of the charge of each anion is equal to the valence of the
Table 2.2 Coordination Number and Bond Strength of Various Cations
with Oxygen
Predicted Observed Strength of
Radius coordination coordination electrostatic
Jon (CN = 4) number number bond
B' 0.16 3 3,4 lor3/4
Be? 0.25 4 4 1/72
Lit 0.53 6 4 1/4
Sit 0.29 4 4,6 k
AP 0.38 4 4,5,6 3/4 or 1/2
Ge't 0.39 4 4,6 Jor 2/3
Mg'- 0.51 6 6 13
Na* 0.99 6 4,6,8 1/6
Tire 0.44 6 6 2/3
Sc'* 0.52 6 6 112
Cr 0.51 6 6,8 23 or 1/2
Ca? 0.71 6,8 6,7,8,9 1/4
Ce'!* 0.57 6 8 112
Kk* 0.99 8,12 6,7,8,9,10, 12 119
Cs 1.21 12 12 1/12
Source: Ref. 5.
44 Chapter 2
Ordering
As the name implies, ordering involves positioning of the host and sub-
stitution ions in an ordered, repetitious pattern rather than in a random
pattern. This results in a difference between the atom sites of the host and
substitution ions, which leads to distortions in the structure or to a change
in the dimensions of the unit cell. These result in a change in the behavior
of the material. Ordering often results when the size of the substitute ion
is significantly different from the size of the host ion. The following are a
couple of examples.
Example 2.3 Mn?* and Fe?* have ionic radii of 0.97 and 0.92 À such that
they distribute randomly in (Mn,Fe)CO, and result in a complete solid
solution between MnCO, and FeCO;,. CaCO, and MgCO; have the same
structure as MnCO,, FeCO, and (Mn,FejCO;. However, when Ca?* sub-
stitutes in MgCO, or Mg?* substitutes in CaCO;, an ordered structure of
composition CaMg(CO,), results because of the difference in ionic radii of
Cat (r = 1.14 À) and Mg?* (r = 0.86 À). The new structure has alter-
nating layers with Ca?* and Mg”* ions. In the Ca layer the CaO interatomic
distance is 2.390 À and in the Mg layer the Mg-O distance is 2.095 À [3].
Example 2.4 The ordering in CaMg(CO;); is only in the octahedral lattice
site and results in two distinct octahedral crystallographic positions. In
some structures, ordering can occur on tetrahedral lattice sites or on both
tetrahedral and octahedral sites. For example, in y-Li;ZnMn;0, one Li*
ion orders with the Znº* on tetrahedal sites while the other Li* ion orders
with the three Mnº* ions on octahedral sites [3]. In this and many other
cuses the ordering is induced by the charge difference between the ions.
Nonstoichiometry
The second type of derivative structure involves stoichiometry and the
presence of either lattice vacancies or excess interstitial ions, Stoichiometry
refers to the composition of a material and the positioning of the atoms
within the crystallographic structure. A stoichiometric ceramic has all lat-
tice positions filled according to the ideal structure and composition. A
nonstoichiometric ceramic has a deficiency of either cations or anions ac-
commodated by vacancies in adjacent positions of oppositely charged ions
to allow for charge balance. Wistite has the nonstoichiometric composition
Fe, osO [4]. It contains vacancies in some of the cation positions. Similarly,
Ca-doped ZrO, (Zr,..Ca,O,.,) contains oxygen vacancies and Zn,.,O has
interstitial cations. All of these are types of defect structures and have
interesting electrical properties.
Crystal Chemistry and Specific Crystal Structures 45
Stuffing
The third type of derivative structure is the stuffed derivative, It involves
substitution of a lower-valence ion for a higher-valence ion and “stuffing”
of an additional ion into the structure to balance the charge. Many of the
silicate compositions are stuffed derivatives of forms of SiO;. SiO, consists
of SiO, tetrahedra linked into a three-dimensional network structure by
sharing of corners. The structure has relatively large open spaces between
the tetrahedra. Some of the Si'* ions can be replaced by AP* ions, which
are of similar ionic radius. For each of the Si** replaced, the equivalent
of an ion with +1 charge is stuffed into open spaces in the structure to
obtain charge balance. Typical ions that are stuffed into the structure in-
clude Na*, K*, NH£, Ba'*, Ca?t, and Sr'*. In addition to SiO,, a variety
of other tetrahedral coordinations can be involved: GeO,, GaO,. AlO,,
ZnO,, MgO,, LiQ,, SO,, PO,, BeQO,, BeF,, FeO,, and LiF,. Frequently
two different tetrahedra occur in a single structure. In some cases this
results in ordering as in KAISiO, or NH,LISO,. In other cases the substi-
tution positions are random (disordered), such as BaMgSiO, [3].
The following are additional examples of stufled derivatives: BaAI;O,,
BaFe,0O,, CaALO,, NaAISIO,, BaZnGeO,, KLiBeF,, PbGa,0,. CsBePO,,
and BaSrFe,O,.
Distortion
The final derivative structure involves distortion of the original structure.
This typically results when ions are substituted that have a significant dif-
ference in ionic radius or valence compared to the host ions. The sizes of
the tetrahedral or octahedral structural units for the host ion and the
substituted ion are different and a more-complex, less-symmetrical struc-
ture results. Since separate polyhedral structural units (coordination poly-
hedron) are bonded together to form the overall structure, distortions
frequently occur in each polyhedron; that is, cation-anion interatomic
distances are different for the different ions in the polyhedron. Ordering
often accompanies the distortions.
2.3 METALLIC AND CERAMIC CRYSTAL STRUCTURES
We now have enough background information on crystal chemistry and on
crystal structure notation to begin our review of crystal structures. We will
start with the simple metallic structures and then proceed to the ceramic
structures. Simple metallic structures are based on single-sized atoms in a
close-packed arrangement. Many of the structures consist of close-packed
46 Chapter 2
arrangements of anions with one or more types of cations positioned in
octahedral or tetrahedral sites. These structures tend to be dominated by
ionic bonding. Other ceramic structures consist of isolated tetrahedra and/
or octahedra that are bonded together by sharing of corners or edges.
These are not close-packed and have a higher degree of directional covalent
characteristics.
Metallic Crystal Structures
As we discussed earlier, metallic bonding involves atoms ofa single element
immersed in a cloud of free electrons. This forces the atoms into a uniform
three-dimensional array with each atom exposed to identical surroundings.
Most pure metals have a structure that is face-centered cubic (FCC), body-
centered cubic (BCC), or hexagonal close-packed (HCP).
The face-centered cubic structure is common among metals (copper,
nickel, aluminum, lead, silver). As shown in Fig. 2.6, it consists of atoms
at each corner of a cube and at the center of each cube face. Each unit
cell contains four atoms. Each atom is surrounded by 12 identical atoms
and thus has à coordination number of 12. A CN of 12 is the tightest
packing possible for atoms ail of a single size and results in a close-packed
structure with a packing factor of 0.74. The packing factor (PF) is deter-
mined by using the hard-ball model of a unit cell in Fig. 2.6a. The PF
equals the volume of the balls divided by the volume of the total unit cell.
As we know from prior discussions, an atom is not a hard ball but mostly
open space. However, the electrons orbiting around the nucleus do form
a sphere of influence that for the purposes of crystal structure discussions
atari) 1orrVD
PF = =
(3K6413) a
a 22 Sasg2 ns
£ erero,
Di 4 A Segs
ADA «AA
ly! ly | E
(a) tb) te)
Figure 2.6 Representations of the face-centered cubic structure. (a) Hard-ball
model showing that each unit cell contains a total of four atoms in the closest
possible packing (each atom with 12 adjacent atoms), (b) schematic showing the
location of atom centers and that each atom is in an equivalent geometric position,
and (c) hard-ball model showing the repeating three-dimensional structure. (From
Ref. 6, pp. 59, 60.)
Crystal Chemistry and Specific Crystal Structures 49
Ceramic Structures with a Single Element
Ceramic structures with a single element are rare. The major one is the
[diamond] structure. The structure consists of C atoms with each €C co-
valently sharing one electron with each of four surrounding C atoms. Thus,
each C atom is either at the center of a tetrahedron or at the corner of a
tetrahedron. The lattice positions are equivalent. The coordination number
is 4 and the coordination formula is CI. Adjacent C atoms are bonded
together by very strong covalent forces. This strong bonding results in a
high elastic modulus, the highest hardness of any naturally occurring ma-
terial, and extremely high temperature stability (over 3700ºC [6700ºF] in
a nonoxidizing atmosphere).
Binary Ceramic Structures
Binary refers to a structure with two distinct atom sites, one typically for
an anion and one for a cation. As discussed previously under crystal chem-
istry concepts, a variety of elements can substitute in solid solution on these
sites without a change in structure. Thus the term binary identifies the
number of sites rather than chemical elements. Table 2.4 summarizes im-
portant binary structures and some of their characteristics.
[Rock Satt] Structure Atx
The [rock sait] structure is named for the mineral NaCl. It is also referred
to as the [NaCl] structure. The arrangement of ions is illustrated in Fig.
2.10. The structure is cubic with the anions arranged in cubic close packing
with all the interstitial octahedral sites occupied by the cations. As is easily
seen in Fig. 2.10, the structure consists of alternating cations and anions
along each of the three unit cell axes ([100], [010], and [001] crystal di-
rections). KCI, LiF, KBr, MgO, CaO, SrO, BaO, CdO, VO, MnO, FeO,
CoO, NiQ, and the alkaline earth sulfides all have the [rock salt] structure.
The atomic bonding is largely ionic, especially for monovalent ion com-
positions.
[Nickel Arsenide) Structure A!tXtI
The [nickel arsenide] structure involves the same size range of cations as
the [NaCI] structure, except that the anions are in an HCP stacking ar-
rangement rather than an FCC arrangement. Both the anions and the
cations are in sixfold coordination, so the general coordination formula is
AISXIS, NiAs, FeS, FeSe, and CoSe have the [NiAs] structure.
os
Table 2.4 Summary of Binary Ceramic Structures
Structure General Coordination Fraction cation
name formula formula Anion packing sites occupied Examples
[Rock salt] AX APIXIS! Cubic close-packed All octahedral NaCl, KCI, LiF, MgO, VO, NiO
[Cesium chloride] AX AMX Simple cubic AM cubic Cs€I, CsBr, Csl
[Zinc blende] AX AMIXUI Cubic close-packed 1/2 Tetrahedral ZnS, BeO, j-Si€
[Wirtzite] AX AMI! Hexagonal close-packed 1/2 Tetrahedral ZnS, ZnO, a-SiC, BeO. CdS
[Nickel arsenide] AX AlixIS Hexagonal close-packed All octahedra! NiAs, FeS, FeSe, CoSe
[Fluorite] AX; Att Simple cubie 1/2 Cubie CaF,, ThO.. CeO.. UO:, ZrO:. HO.
[Rutile] AX: AtIxçt Distorted close-packed 1/2 Octahedral TiO,, GO», SnO;, PbO.. VO.. NbO,
Sílica types AX: ABXE Comnected tetrahedra — SiO,. GeO,
[Amifluorite] AX ABIX Cubic close-packed Alltetrahedral LO, NãO, sulfides
[Corundum] AX: At Hexagonal close-packed 2/3 Octahedral ALO, FeiO« CrO,. V;O,. Ga;O,, RhO,
Crystal Chemistry and Specific Crystal Structures s1
Na N
ta) (o)
Figure 2.10 [Rock salt] crystal structure. (From Ref. 4, p. 42.)
[Cesium Chloride) Structure APIxBI
The [CsCI] structure involves cations that are too large to fit into the
octahedral interstitial site. They fit into the larger cavity at the center of
a simple cube with the anions at each corner. This is similar to the BCC
structure of a metal. Compositions with the [CsCI] structure include CsCI,
CsBr, and Csl,
[Zinc Blende) and [Wurtzite] Structures AlIXHI
Cations too small to be stable in octahedral sites fit into the smaller tetra-
hedral interstitia! position and form either the [zinc blende) structure or
the [wurtzite] structure. The anions in the [zinc blende] structure are in an
FCC arrangement. Those in the [wurtzite] structure are HCP. Note in Table
2.4 that some substances (ZnS and SiC) are listed as having both structures.
These are referred to as polymorphic forms. The cubic structure for SiC
and ZnsS is stable at low temperatures and the hexagonal structure is stable
at high temperatures.
The [zinc blende] and [wurtzite] structures are illustrated schematically
in Fig. 2.11. Note that the [zinc blende) structure is similar to that of
diamond, with the cations and anions alternating in the C atom positions.
(b)
Figure 2.13 Illustrations of the [rutile] structure. (a) The tetragonal unit cell of
ViO; showing the two different Ti-O bond lengths, and (b) the edge and corner
sharing of octahedra to produce a three-dimensional structure. (From Ref. 3, p.
112.)
54
Crystal Chemistry and Specific Crystal Structures 55
the C-direction of the structure. These share corners with adjacent strings
of octahedra to form a three-dimensional framework structure.
The Silica Structures ANIXBI
The silica structures involve small cations with a charge of 4+ . SiO, is the
model system. The radius ratio is approximately 0.33, which indicates that
tetrahedral coordination is stable for the Si'* cation. The coordination of
the anion is determined by:
(CNJ = |VAKCN) Ve = (DA = 2
To accommodate this, the Si'* is a1 the center of a tetrahedron of O”
anions. Each O? at the corner of each tetrahedron is shared with an
adjacent tetrahedron. This results in a directional structure that is not close-
packed and that has a combination of ionic and covalent character.
SiO; has a wide variety of structures at various temperatures and pres-
sures. The high-temperature polymorphs consist of different arrangements
of undistorted SiQ, tetrahedra linked together by a sharing of corners. The
lower-temperature polymorphs have similar structures but are distorted.
Figure 2.14 compares unit cells of the high-temperature cristobalite and
tridymite polymorphs of SiO,. A third polymorph of SiO, is quartz. which
constitutes a significant percentage of the earth's crust. A schematic illus-
trating the uniformity in the high-temperature form of quartz and the
distortion in the low-temperature form is shown in Fig. 2.15.
The SiO, tetrahedron is the building block of an extensive variety of
Cristobalite Tridymite
Figure 2.14 Comparison of the high-temperature structures of the cristobalite and
tridymite structures of SiO,. (From Ref. 6, p. 218.)
56 Chapter 2
a
=»
(O
3» “e
o es
24
(a) tb)
Figure 2.15 Schematic comparing the structure of quartz at (a) high temperature,
and (b) low temperature. (From Ref. 4, p. 74.)
derivative structures. Many of these structures are discussed later in this
chapter under the section on ternary structures. However, at this time it
is important that we visualize the relationship of these more complex struc-
tures to the silica structures. Figure 2.16 shows some of the ways that SiO,
tetrahedra can be linked to form derivative structures. Note that in
SiO3”. the tetrahedra are independent and have four bond positions avail-
able to link up with cations or other coordination polyhedra. Note also
that Si;O$” involves the sharing of one corner and that Si/08", ShOk .
(SI0,);" and (SLO ty!” involve the sharing of two corners to yield ring
or chain structures. Sheet structures are also possible by linking of
(Si-0:), layers of SiO, tetrahedra to AIO(OH), octahedral layers. This
occurs, for example, for the important clay mineral kaclinite,
Al(Si:0:)(OH),. Finally, additional three-dimensional framework struc-
tures are possible by substitution of Al"* or other small cations for Si'*
and stufling with other cations to achieve charge neutrality,
H should now be apparent to the reader that a variety of derivative
structures and hundreds of compositions, cach with different properties,
are possible; the important point is that each of these is based upon rel-
atively few simple baseline structures.
[Corundum] Structure ABIXPI
A final binary structure of major importance is the [corundum] structure,
ABIXGN, Aluminum oxide (ALO;) is the most important material with this
Table 2.5 Summary of Some Ternary Structures
Structure General Coordination
name name formuta Examples
[Spinel) AB;X, AMB FeAbLO,, ZnAbO,, MpALO,
[Inverse spinel] ABX, BMADIBRIXIA FeMgFeO,, Fe;O,. MgTiMgO,
[Phenacite] ABX, AMB! Be-SiO,, Zn-SÃO,. f-SiN,. LiiMoO,
18-KSOS] ABX, AU AMBUIKIIKEI Rb.So,. K:WS,. Ba:TiS,. NaYSiO,
fOlivine) ABX, ABI Mg-SiO,, FesSiO,, ALBeO,. Mg.SnSe,
fBarite] ABX, ANIBII BaSO,. KMnO,. CsBeF,, PbCrO,. BaFeO,
fZircon] ABX, APIBMIXÇI ZrSiO, YVO, TaBO,, CaBeF,. BiVO,
[Ordered SiO.] ABX, AMBIX! AIPO, AIAsO,, FePO,
|Calcite] ABX; AMB CaCO:. MgCO:. FeCO,. MTO,
[Emenite] ABX: AMIB! FeTiO,, NiTiO,, CoTIO.
[Perovskite) ABX; ABI BaTIO,. CaTIO,, SETIO:. SrZrO.. SrSnO:. SrHTO.
SaInpanss JEIsà Io DyDadS pus Asian Jeso
so
Chapter 2
Octahedra! interstice
(32 per unit cell)
(D Oxygen Qdo
2 cation in octahedral site
Tetahedral nterstice
(O Cation in tetranadra! site (64 per unit cell)
Figure 2,17 Relative atom positions in the normal [spinel) structure. (From A. R.
von Hippei, Dielectrics and Waves, Wiley, New York, 1954.)
[Phenacite] Structure AbIBHIxIM!
The [phenacite] structure is named after the naturally occurring mineral
phenacite, BesSiO,. Both the Be'* and Si'* ions are small and fit into
fourfold coordination with an oxygen ion at each corner of a tetrahedron,
The tetrahedra are linked together into a three-dimensional network struc-
ture by sharing of each corner. The resulting structure is not close-packed
and has a significant degree of directional covalent character. The unit cell
has a rhombohedral symmetry with a cylindrical channel approximately 2
À in diameter aligned parallel to the c axis. Some compositions with the
phenacite structure include ZnSiO,, Li;MOO,, LiSeO,, Zn,Ge0O,, and
LiBeF..
Table 2,6 Examples of Compositions with the [Spinel] or Closely Related
Structure
MEALO, MnALO, ZnALO, FeALO, FeO, CoFe.O,
MnFe,O, MgFe;O, Mo-GeO, Fe,GeO, Zn,Ge0, Ni,Ge0,
Fe.VO, ZnVO, CoTiO, — Me-TiO, AgMoO, NaWO,
Zn.SnO, Li;MoO, MgCr:;O, LIALO, LiTi;O, Zn;Sb.O,,
LiMeVO, LiCrGeoO, ZnTiO, LiCoTi O; Li,NiF, Fe OsFa«
Cu,FeO,F ALON ZnCr8, MnALS, Y,MpSe, CuCrTe,
Crystal Chemistry and Specific Crystal Structures o
Be-SiO, doped with Mn?* ions was one of the early phosphor materials
used for home lighting. ZnSiO, (willenite) doped with Mn?* ions also has
strong phosphorescence and was once widely used as a cathodoluminescent
material.
[B-Silicon Nitride] Structure AVIBVIXYI
The [4-Si,N4] structure is essentially the same as the [phenacite) structure,
except the unit cell is more compact and of a hexagonal symmetry. The
cell dimensions of $-Si,N, are a = 7.607 À and c = 2.911 À compared to
BesSiO, with a = 12.472 À and c = 8.252 À. This is because all the Si'*
cations are in equivalent crystallographic positions, whereas there are three
distinct positions in Be;SiO, (two for the Be?* and one for the Si't). The
B-Si:N, has strong covalent bonding.
6-SiNy is an important material for advanced structural applications
such as bearings, heat engine components, and metal-cutting tools. It has
been determined that considerable A??* and O?- can substitute into f-
SiiN, (via solid solution of AbO;N) and still retain the [4-Si;N,] structure.
This has led to a series of compositions called sialons with a wide range
of properties.
[Olivine] Structure APIBNIXI
The [olivine] structure is named after the mineral olivine, (Mg, Fe)-SiO,,
which is a solid solution between the minerals forsterite (MgSiO,) and
fayalite (Fe,SiO,). The structure consists of a slightly distorted, hexagonal,
close-packed anion arrangement with the smaller “B” cations positioned
in one-eighth of the tetrahedral interstitial sites and the larger “A” cations
in half of the octahedral sites.
Fe,SiO, has been carefully studied and can be used as an example to
help visualize the [olivine] structure. Independent SiO, tetrahedra share
corners and edges with FeO, octahedra. This results in distortions of both
polyhedra such that the Fe?t have two distinct positions within the struc-
ture. One position has two oxygen ions at an interatomic distance of 2.122
À, two at 2.127 À, and two at 2.226 À. The other position has two at
2.088 À, one at 2.126 À, one at 2.236 À, and two at 2.289 À. The tetrahedra
have Si-O spacings of one at 1.634 À, two at 1.630 À, and one at 1.649
À. The arrangement of the atoms in the [olivine] structure is illustrated in
Fig. 2.18. Many ternary structures are distorted. Such distortions are nec-
essary to accommodate the varieties of ion sizes and charges involved.
Each size and charge combination results in a slightly different degree or
type of distortion. Further modifications result when additional ions are
64 Chapter 2
fore, we provide only the brief summary in Table 2.7 of selected structures
and compositions.
The major importance of the ABX, compositions is as ores for Ba, W,
Zr. Th, Y, and the rare earths (lanthanide series: La, Ce, Pr, Nd, Sm, Eu,
Gd, Tb, Dy, Ho, Er. Tm, Yb, and Lu). Barite (BaSO,) is a major source
of barium. monazite (LnPO,)* for the rare earth elements, zircon (ZrSiO,)
for the metal zirconium and the ceramic ZrO;, scheelite (CaWO,) and
wolframite (Fes sMns WO.) for tungsten metal, and thorite (ThSIO,) for
thorium. Zircon is also used for some ceramics technology applications
because it has a low coefficient of thermal expansion. In addition, some
[zircon] and [scheelite] compositions are fluorescent. The [zircon] com-
position YVO, doped with Eu is a red phosphor once used for color tele-
vision, and the [scheelite] composition, CaWOs, doped with Nd, is a laser
host.
ABX, Structures
A variety of materials of extreme importance to modern technology have
ABX, structures. These are summarized in Table 2.8. The most important
are the [perovskite] structure compositions with ferroelectric properties
and with high dielectric constant. Compositions such as BaTiO, and
PbZra ss Tio sO; are used for capacitors, ferroelectrics, and piezoelectric
transducers. Compositions have been altered by crystal chemical substi-
tutions to provide a wide range of properties optimized for specific appli-
cations. Other [perovskite] structure compositions of importance include
solid solutions between KTaO, and KNbO,, which are used as electro-
optic modulators for lasers. Other laser modulator materials are LINDO;
and LiTaO;, which have [ilmenite]-related structures. These high-temper-
ature ferroelectric materials are also used as piezoelectric substrates, as
optical waveguides, and as a holographic-storage medium.
Other important ABX; compositions include CaCO, of the [calcite]
structure and the rare earth LnFeO, ferrites. Transparent single-crystal
calcite is used for Nícol prisms in the polarizing microscope. Compositions
in the LnFeO, family are used for magnetic bubble domain devices.
[Catcite] Structure AlIBEIXYI
The [calcite] structure involves a large cation such as Ca, Mg, Fe, or Mn
in the “A” position and a very small cation limited to C**, B** or Nº* in
the “B” position. The CaCO, [calcite] composition has been studied in
*Ln refers to a variety of substitutions of the lanthanide series rare earth elements.
Table 2.8 Summary of Some ABX, Structures
Structure
name
[Caleite]
[Aragonite]
Ilmenite]
[Perovskite]
Hexagonal
structures
(several types)
[Pyroxenes] and
related
structures
Source: After Ret. 3. p. 153.
Simplified
cogrdination
formula
Cancro,
CaMCHO,
FetTMO,
SHIT,
Bal MIO,
Mensiio,
Special structural features
Highly anisotropic, high
birefringence
Denser packing of COF
and Ca't than in
[calcite]
Example of face-shared
octahedra
Close-packed structure
with corner-shared
octahedra
Close-packed structure
with face-shared
octahedra
Sharing of two edges of
tetrahedra to form
single chains
Compositional occurrence
Trivalent borates, divalent
carbonates and alkali nitrates
Divalent carbonates and
lanthanide borates with larger
cations
A”B''O, with both A?* and Bº
smaller or intermediate-sized
cations
A"BºO, and A'B”F, with large
A and medium-sized B cation
As for [Perovskite] but with
slightly smaller B cation
Smail B cations. medium A cations
66 Chapter 2
detail and is a good example. The structure is illustrated in Fig. 2.19. Each
C'* is surrounded by three O?” anions, all in the same plane at a C-O
interatomic distance of 1.283 À. Each of these CO, groups has six Ca?*
neighbors with a Ca-OQ interatomic distance of 2.36 À. This results in a
rhombohedral unit cell that is much longer in one direction than in other
directions, resulting in highly anisotropic properties (different properties
in different directions). For example, when calcite is heated, it has very
high thermal expansion (25 x 10-*/ºC) parallel to the c axis but a negative
thermal expansion (—6 x 107*/ºC) perpendicular to the c axis. The an-
isotropy is so high that even light is affected when passing through a trans-
parent crystal of calcite, When looking through a calcite crystal held in the
proper orientation, a double image is seen.
A variety of compositions have the [calcite] structure. Some examples
include MgCO;, CuCO;, FeCO;, MnCO;, FeBO;, VBO;, TIBO,, CrBO,,
LiINO,, and NaNO..
u = upperlayer
| = lower layer
ec tb)
QD ca
Oo
Figure 2.19 Illustrations of the [calcite] structure. (a) Side view of elongated
rhombohedral cell, and (b) projected top view. (º ASM International.)
Crystal Chemistry and Specific Crystal Structures 69
Other Structures
A few additional structure types need to be mentioned but will not be
discussed at this time. These include the [gamet] structure ANBISCHIXIS,
the [pyrochlore] structure ABIB$IXEIXIS!, and the [pseudobrookite] struc-
ture ALSIBIX,.
Carbide and Nitride Structures
The structures discussed so far have involved ionic, covalent, or a com-
bination of ionic and covalent bonding. Some compositions form structures
where the bonding is intermediate between covalent and metallic. This is
the case for the transition metal carbides. The large metal atoms form a
close-packed structure with the small C ions present in interstitial positions.
These materials have some characteristics typical of ceramics and some
more typical of metals. Combinations of elements such as Si and € with
similar electronegativity have covalent bonds.
Nitride structures are similar to carbide structures, except the metal-
nitrogen bond is usually less metallic than the metal-carbon bond.
REFERENCES
1. J. F. Shackelford, Introduction to Materials Science for Engineers, Macmillan,
New York, 1985.
2. D.W. Richerson, Lesson 2: Atomic Bonding and Crystal Structure, introduc-
tion to Modern Ceramics, ASM Materials Engineering Institute Course &56,
1990.
3. O.MullerandR. Roy. The Major Ternary Structural Families, Springer-Verlag,
Berlin, 1974.
4. W. D. Kingery et al., Introduction to Ceramics, 2nd ed., Wiley, New York.
1976.
5. L. Pauling, Nature of the Chemical Bond, 3rd ed.. Cornell University Press.
Ithaca, New York, 1969.
6. L.H. Van Vlack, Elements of Materials Science, 2nd ed., Addison-Wesley,
Reading, Mass., 1964.
7. R.C. Evans, An Introduction of Crystal Chemistry, 2nd ed., Cambridge Uni-
versity Press, 1964.
8. RW G. Wyckoff, ed.. Crystal Structures, 2nd ed., Vols. 1-5, Wiley, New
York, 1963-1971,
9. B. A. Rogers. The Nature of Metals, ASM International, Ohio, 1951.
m” Chapter 2
PROBLEMS
2.1 The anion in a binary structure has a valence of — 2 and a coordination
number of 4. The cation has a valence of + 4, What is the coordination
number of the cation?
2.2 What is the notation for the direction along the c axis of a tetragona!
crystal?
2.3 The close-packed plane in a face-centered cubic structure is along the
cube diagonal. What are the Miller indices for this plane?
2.4 Which of the following does not have the [perovskite] structure?
SrTIO:
BaLiF,
MgTio,
LaAIO;
2.5 Which composition does nor have the [spinel] or closely related struc-
ture?
Na,WoO,
Fe;O,
ZrS10,
MgALO,
2.6 NaZr(PO,) is the type material for the [NZP] structure. Name sev-
eral ions that are likely substitutes for Na in the structure. Name the
most likely ion to substitute for P in the tetrahedral position in the
structure,
2.7 Copper, nickel, and gold have a face-centered cubic close-packed
structure (i.e., unit cubic structure with atoms at the corners and
center of the faces of a cube). Assuming that each atom can be
modeled by a hard sphere, how many nearest neighbors does each
atom have in the structure? Calculate the percent open space present
in such a close-packed structure. The remaining space is filled by the
spheres and is referred to as the atomic packing factor.
2.8 Draw the following directions for a cubic crystal: [010], [110], [221],
[021].
2.9 Drawthe following planes for a cubic crystal: (001), (111), (120), (101).
3
Phase Equilibria and Phase
Equilibrium Diagrams
Ceramic materials are generally not pure. They contain impurities or ad-
ditions that result in solid solution, noncrystalline phases. multiple crys-
talline phases, or mixed crystalline and noncrystalline phases. The nature
and distribution of these phases have a strong influence on the properties
of the ceramic material, as well as on the fabrication parameters necessary
to produce the ceramic. Therefore, before we can progress to a discussion
of properties or processing in later chapters, we need to explore ways to
estimate the nature and distribution of phases. An understanding of equi-
librium and nonequilibrium and phase equilibrium diagrams is a good
starting point.
3.1 PHASE EQUILIBRIUM DIAGRAMS
A phase equilibrium diagram is a graphical presentation of data that gives
considerable information about a single compound (such as SiO,, ALO:,
or MgO) or the nature of interactions between more than one compound
[1-3]. The following list indicates some of the information that can be read
directly from the diagram:
1. Melting temperature of each pure compound
2. The degree of reduction in melting temperature as two or more
compounds are mixed
3. The interaction of two compounds (such as SiO, plus ALO;) to
form a third compound (3ALO, - 2Si0,. mullite)
4. The presence and degree of solid solution
nu
74 Chapter 3
Pressure
Crystalline Modification B
Crystaltine Modification A
Temperature
Figure 3.1 Schematic illustrating the phase relations in a one-component system.
(From Ref. 5. p. 9.)
are also in equilibrium at point 8 (polymorph B, liquid plus vapor). Thus,
atbothAandB F=3-P=3-3=õb0 BecauseF =õ0,4andB are
referred to as invariant or triple points. Any change in pressure or tem-
perature will cause the disappearance of one phase,
Curves F-A and A-B are sublimation curves for polymorphs A and
B and represent the equilibrium between a solid and vapor. Curve B-C is
the vapor pressure curve for the liquid and represents the eguilibrium
between the liquid and vapor phases. A-D is the phase transformation
(transition) curve between the A and B polymorphs. B-E is the fusion or
melting curve where polymorph B and liquid are in equilibrium. For all
points along these curves, two phases coexist. Thus, F = 3 — 2 = 1 for
these boundary lines. This is referred to as univariant equilibrium and
means that pressure and temperature are dependent on each other. The
specification of one will automatically fix the other.
The regions between boundary lines contain a single phase and are
known as fields of stability. É = 3 — | = 2 in these regions. This is re-
Pressure
Phase Equilibria and Phase Equilibrium Diagrams 7
ferred to as bivariant equilibrium. Within a specific region, the temperature
and pressure can be varied independently without a phase change.
Other information is available from a single-component diagram. Let
us refer again to Fig. 3.1. Point Cis called the critical point, the temperature
above which the gas cannot be liquified no matter how high the pressure.
The slope of line B-E provides information about the relative density of
the liquid and the solid, For most materials, the slope of the curve is positive
such that the density of the solid is higher than that of the liquid. Exceptions
are HO, Bi, and Sb. Important exceptions in ceramic systems are the
glasses of lithium aluminosilicate (beta-spodumene) and magnesium alu-
minosilicate (cordierite), which are more dense than the crystalline phases.
Figure 3.2a shows the estimated equilibrium phases for SiO,. However,
because the rates of change between the SiO; phases are very slow. meta-
stable phases are generally present in real materials and often dominate
the behavior. The retention of metastable phases is illustrated in Fig. 3.2b.
Two-Component Systems
A two-component system is referred to as a binary system. Addition of
the second component results in a change in the equilibrium of the system
and a change in the properties of the resulting materials. It also results in
573ºC aro'c 1470ºC 1713ºC
(I0B3CFIN, (1598*F) (2878/F) 2 (3115ºF)
| tato £. -
101 kP =
( a, 2 Ê
E fé
2 Ê 2 o 8-Cristobalite
| & ã
g g
a-Quart a Ê
várte | a BoTridymite
Vapor 8-Quartz
Temperature Temperature
(a) to)
Figure 3.2 Comparison of the estimated eguilibrium and metastable phases of
SiO». (a) Equilibrium diagram, and (b) diagram including metastable phases. (From
W. D. Kingery et al.. Introduction to Ceramics, 2nd ed. p. 274, 275, Wiley. New
York, 1976.)
76 Chapter 3
greater complexity and the need for a three-dimensional (p-T-x) diagram
to illustrate the equilibrium characteristics for the three variables pressure
(p). temperature (7), and composition (x). Figure 3.3 shows a portion of
such a diagram with pressure, temperature, and composition as the three
orthogonal axes. To the left is the single-component p-T eguilibrium dia-
gram for component A and to the right is the similar diagram for component
B. In a complete diagram a similar set of "“pseudo-one-component” sub-
limation, melting, and vaporization curves would be drawn for each com-
position of A + B. The loci of these are curved surfaces that require a
three-dimensional model. The general shape of the curved surfaces can be
visualized by drawing a plane through the diagram and looking at the
intersection of the curved surfaces with the plane. This is illustrated for a
simple binary eutectic system [10, 11] (discussed later in this chapter) in
Fig. 3.4. The plane is drawn perpendicular to the pressure axis at a constant
pressure of 1 atm and parallel to the temperature and composition axes.
Only the intersection of the plane with the melting curve is shown. Note
that addition of A to Bor Bto A results in a reduction in the melting
temperature.
For many ceramic systems the effect of pressure is negligible because
Temperature
Figure 3.3 Schematic illustrating the need for a three-dimensional model to dia-
gram the equilibrium of a two-component system as a function of pressure, tem-
perature, and composition. (O ASM International.)
Phase Equilibria and Phase Equilibrium Diagrams 7
Ta
Liquid + A
Liguid + &
Temperature
A+B
l , / ! l L 4 j
o 10 20 30 40 50 60 70 80 90 100B
A100 90 80 70 60 50 40 30 20 40 O
Composition
Figure 3.5 Schematic of a simple condensed binary eutectic diagram.
change in phases. Along the liquidus lines TA — T. and To — T.. two
phases coexist, so E = 3 — 2 = 1. The system at each point along these
lines is univariant so that temperature and composition are dependent upon
each other. A specification of one automatically fixes the other.
Three phases (liquid, A, and B) coexist in equilibrium at point 7.
This point is called the binary eutectic. Below the eutectic temperature.
no liquid can exist in the system under equilibrium. The horizontal line on
which T. lies is called the solidus. F = 3 — 3 = O at the binary eutectic.
so T. is an invariant point. Any change in temperature or composition
results in the loss of one or more phases. For example, an increase in
temperature without a change in composition results in the melting of all
A and B to form a homogeneous liquid. Conversely, a decrease in tem-
perature results in freezing of the liquid by crystallization of a mixture of
solid A and B. Similarly, changes in composition to the right of T, results
in complete melting of compound A and crystallization of a portion of the
compound B, Changes in composition to the left of T, result in complete
melting of B and crystallization of a portion of A. These changes in phases
resulting from changes in temperature or composition are clearly ilustrated
on the binary eutectic diagram. Even the precise percentages of liquid and
80 Chapter 3
solid present at a specific temperature and composition can be calculated.
The methods of calculation are discussed later in this chapter.
Now let us take a closer look at the binary eutectic system (and two-
component systems in general) and explore the significance of the various
points and lines on the diagram. First, as we have observed before, addition
of a second component causes a reduction in the melting temperature. The
steeper the slope of the liguidus line, the greater the effect of the second
component on reducing the melting temperature of the first. In Fig. 3.5
the addition of A to B has a greater effect than B to A. A 30% addition
of A to B reduces the melting temperature by over 50%, whereas a 30%
addition of B to A results in about a 15% reduction. More important
though, even a fraction of a percent addition of a second component leads
to the presence of liquid at a temperature (the eutectic temperature T.).
well below the temperature at which liquid would occur for a pure single
component (TA or To). In the case of component A in Fig. 3.5 a small
amount of B results in the presence of a liquid at approximately 35% of
the melting temperature of pure A. Although the amount of liquid is small
for small additions of the second component, the effects on the densification
characteristics during fabrication and on the properties of the resulting
material can be significant. These effects are discussed in detail in later
chapters, especially Chapters 8 and 11.
Figure 3.6 gives an example of an actual binary eutectic diagram. This
diagram is for the system NaCI-NaF. Note from the diagram that NaCl
melts congruently at 800.5ºC (1472.9ºF), NaF melts congruently at 994.5ºC
(1822.1ºF). and the binary eutectic is at 680ºC (1256ºF) at a composition
of 33.5 mol % NaF and 66.5 mol % NaCl. Note the large drop in tem-
perature at which the first liquid forms when a small amount of NaCl is
added to NaF. No liquid occurs for pure NaF until 994.5ºC. It is apparent
from this example that impurities or controlled additives can have large
cfects.
Intermediate Compounds
Frequently the two components A and B react to form one or more in-
termediate compounds such as AB, A;B, or AB,. The intermediate com-
pounds can melt congruently (liquid phase and solid phase both of the
same composition coexist in equilibrium at the melting temperature), melt
incongruently (solid phase changes to a liquid plus a solid phase, both with
compositions different from the original phase), or dissociate. Schematic
binary diagrams with congruently melting and incongruently melting in-
termediate compounds are compared in Figs. 3.7 and 3,8. Figure 3.7 con-
sists of two binary eutectic diagrams, A-A;B and A,B-B joined together.
Phase Equilibria and Phase Eguilibrinm Diagrams 81
1000 1830
994.5 ºC
Liquid
900 1650
o &
6 ê
3 | é
5 z
ê E
a
E a
ê Boo “aro mn
700 “290
133.5%)
! j ] l
20 40 60 80
NaCl Mol % NaF
Figure 3.6 Simple binary eutectic relationship for NaCI-NaF system. (K. Grjot-
heim, T. Halvorsen, and J. H. Holm, Acta. Chem. Scand. 21(8], 2300, 1967.)
Liquid
Lig. + A q
2
>
E
5
Q
E
o
É
ez
A + AB
AB+B
A AB B
Composition
Figure 3.7 Schematic of a binary system with a congruently melting intermediate
compound.
Bá Chapter 3
2300 7 T + ato
N AlOs + Lig.
2100)- Jasio
9 N cas + Lia Ny] 4
2 À 5
1900 | 3
5 Cao + Lig N Ca, + NA 3450 ?
5 N / ê
CA + Lig.
É MOO cartal NO) £-|3oso &
o q CiÃ; " .
[= Cao + C;A ti - É Ê &
15005 4 & | + |Sj2730
CA + CA, + |£I]€
C;A + Cry ds $ Õ
1300 j 1 y |
20 40 [60 Teo
CGA Cj2A7 CA CAgCAS
1 1
Cao (C5Ag) CaAs AlzOs
C=Ca0O; A = ALO,.
Figure 3.11 The binary system CaO-AI,O,. The dashed lines indicate regions of
the diagram with some uncertainty in the precise position of the boundary lines.
(F. M. Lea and C. H. Desch, The Chemistry of Cement and Concrete. 2nd ed., p.
52. Edward Arnold, London, 1956.)
UrO, + V,/O: (Cr V,O, = CrVO,). Note that the lowest temperature for
liquid formation of V.Oc-rich compositions is controlled by the eutectic
temperature 665ºC (1229ºF), and the lowest temperature for liquid for-
mation of Cr,Oyrich compositions is controlled by the peritectic temper-
ature 810 (1490ºF).
Liquid Lig. + B
Liquid
q DIR TA 2
Lia. + A
tiq. + B A+8
A+B A+ AB AB +B
A+
AB AB, + B A+B
A 8 A B A 8
ta) 10) te
Figure 3.12 Representation of dissociating compounds on a phase equilibrium
diagram. (a) Lower limit of stability, (b) upper limit of stability, and (c) lower and
upper limit.
Phase Equilibria and Phase Equilibrium Diagrams
ta)
COMPLETE SOLIO SOLUTION:
NO MAXIMUM, NO MENIMUM
2200
TEMPERATURE Cc
SOLUTION
0 2 so so Bo 100
No Mg0
MOL %
lb)
LIQUID
ERA, COMPLETE SOLID SOLUTION
WITH MINIMUM
SS + LIA.
SOLID
SOLUTION
A B
te
LIQUID
SS + LIQ.
COMPLETE SOLID SOLUTION
WITH MAXIMUM
SOLID
SOLUTION
A B
Figure3.13 Representation of complete solid solution on binary phase equilibrium
diagrams.
86 Chapter 3
Some binary systems can contain many intermediate compounds and
appear quite complex, An example is the CaO-AJO; system, which con-
tains important cementitious and refractory (high-temperature) composi-
tions. Although the diagram looks complex, close observation reveals that
it is merely a combination of simple eutectic and peritectic diagrams.
The final category of intermediate compounds involves compounds
that are stable only over a limited temperature range. As illustrated in Fig.
3.12. some have a lower limit of stability, some have an upper limit of
stability, and some have both upper and lower limits of stability. Com-
pounds that demonstrate these types of solid-solid dissociation are un-
common. Examples can be found in the Al0,-Y,0, and SiO,—-Y,O,
systems. As an exercise, locate these diagrams in Ref. 5.
Solid Solution
Solid solution was discussed under crystal chemistry in Chapter 2. Solid
solution involves the ability of one atom or group of atoms to substitute
into the crystal structure of another atom or group of atoms without re-
sulting in a change in structure, Solid solution must be distinguished from
mixtures. In a mixture two or more components are present. but they
retaín their own identity and crystal structure. Examples of mixtures are
component A plus component B in Fig. 3.5 and component A;B plus
component B in Fig. 3.7. Similarly, La:O, plus La;NbO, in Fig. 3.9 is a
mixture, as is CrVO, plus Cr,;O; in Fig. 3.10.
In a solid solution one component is “dissolved” in the other com-
ponent such that only one continuous crystallographic structure is detect-
able.
Crystallographic substitutions take place most casily if two atoms are
similar in size and valence. For instance, Mg'*, Co"*, and Ni“ arc all
similar in size and can readily replace each other in the cubic [rock salt]
structure. In fact, each can replace the other up to 100% in the oxide,
resulting in continuous solid solution. Figure 3.13a is the phase equilibrium
diagram for the system MgO-NIO, showing complete solid solution be-
tween the MgO and NiO [12]. This is the most common type of continuous
solid solution. Figure 3.13b and c show less common types in which either
a maximum or minimum is present. These maxima and minima are neither
compounds nor eutectics. just limits in melting temperature for the solid
solution.
Solid solution does not have to be complete between two different
components and generally is not. Usually, one chemical component will
have limited solid solubility in the other. The limits are determined by the
similarity in the crystal structures and the size of ions or atoms. Figure
3.14 illustrates partial solid solution for a binary eutectic system and a
Phase Equilibria and Phase Equilibrium Diagrams 89
liquidus. In some binary systems, composition regions exist above the
liquidus where two distinct liquids coexist. This behavior is referred to as
immiscibility and is illustrated schematically in Fig. 3.17. Note that each
liquid is a distinct separate phase. When a composition in the two-liquid
region is melted and rapidly quenched to a noncrystalline state, the two
phases can be observed by transmission electron microscopy. An example
is illustrated in Fig. 3.18. The two liquid phases typically have a difference
in viscosity, density or surface tension that allows them to maintain an
interface between them, One liquid is usually rich in A and one in B. and
one is often dispersed as very tiny, nearly spherical droplets in the other.
Many SiO» systems with divalent oxides (MgO, CaO, SrO, MnO, ZnO,
FeO, NiO, and CoO) exhibit liquid immiscibility. Liquid immiscibility also
occurs in many systems consisting of B,O; plus another oxide. An example
illustrating liquid immiscibility in a real system is presented in Fig. 3.19.
Exsolution
We can look at liquid immiscibility in another way. At very high temper-
ature only one liquid is present. As the temperature is reduced, two liquids
with different characteristics become more stable and “unmixing” occurs.
A similar behavior can occur in the solid state in continuous solid solutions.
At high temperature, continuous solid solutions are stable. But as the
temperature decreases in some systems, two solid solutions become more
stable and unmixing or exsolution occurs. Typically, one solid solution is
rich in À and one in B. Exsolution occurs in the system SnO.-TIO,.
Liquid
Temperature, *C
do “NjRISdUIS
mo
Figure 3.17 Schematic representation of liquid immiscibility on a binary phase
equilibrium diagram.
90 Chapter 3 . , . • Figure 3.18 Transmission electron micrograph showing an example of liquid im- miscibility. (Courtesy of D. Uhlmann. University of Arizona .) Polymorphism Polymorphic transformations are also shown on phase equilibrium dia- grams. Figure 3.20a is a schematic of a binary eutectic diagram with no solid solution and with three different polymorphs of the A composition. The different polymorphs are usually designated by letters of the greek alphabet. Figure 3.20b is a schematic of a binary eutectic diagram with three A polymorphs. each with partial solid solution of B. Figure 3.21 illustrates a real binary system with polymorphs. Poly- morphic transformations are also present in Fig. 3.19. Three-Component Systems A three-component system is referred to as a tertiary sysfem. The addition of a third component increases the complexity of the system and of the phase equilibrium diagram. The phase rule becomes F = 3 - P + 2 = 5 - P. As with binary ceramic systems. diagrams are usually drawn with pressure as a constant (condensed system). The phase rule for the con- -2570"G
TO T ”
2400)
/ [ 2Liquidis N
200 sistobante + Liaj
l jato
1200- *(a-Castoy)
sao
Temperature, *C
E
[ETridymite
——
a-CaçSiO, + Laço
f cao Ja350
” A
mec) 4 Cal
ACasSiO, + Lig]
1 Siosoro 70 Elagao
| Casio, + d
DP alasio, À
Cassio, + 1
e-CapSiO,
450 *C “
8
=]
Tridymito +!
| Pseudowollastonite
1 His + 2190
P |CajSiO,; + CaO)
1250'0 4
A. 'esnjeseduso
B7O*C
a-Quartz + Wollastonite
uiz5º6
Tridymite + Wollastonite | + Cassio
h os) | ce 1
t8-Casio) Sal “ORSIO, + 30 7
âa| | Casho, +
&s
&
+CapSIO, 1470,
Ta Si, + 040] 788"€
CaySigO + a-Lapsios
(a)
Figure 3.19 Liquid immiscibility in the CaO-SiO. binary system. (a) Complete diagram (From B. Phillips
Temperature, *C
2200, T T— 3990
Liquid
a
2000) 3630 3
3
8
ê
E
1800] 3270 2?
1
Pa
1600) E) 20 20
sio, caoo—
(5)
nd A. Muan,
4. Am. Ceram. Soc.. Fig. 237, 4219] 414. 1959.) (b) Two-liquid region showing complete dome. (Fcom Ya. E Ol'shanskii, Dokt
Abd. Nank SSSR 761] 94. 1951.)
sueadeig uintaquenha aseua pus srqunby aseud
e
94 Chapter 3
Temperature
8
Figure 3.22 Schematic of the three-dimensional model for a condensed simple
eutectic ternary system. (O ASM International.)
homogeneous ternary liquid is in equilibrium with three solid phases. This
is an important invariant point (F = 4 — 4 = 0), as we discuss later in
this chapter. Note that the ternary eutectic is at a lower temperature than
the binary eutectics. The lines connecting E with e, e», and e, are univariant
(E =4-3=1)and are referred to as boundary lines. On boundary line
E-e, the two solid phases A and B are in eguilibriaum with a liquid phase.
On E-e,. A and € are in equilibrium with liquid. On £-e,, B and €C are
in equilibrium with liguid.
The three-dimensional diagram in Fig. 3.22 is helpful for showing the
relationship of the ternary system to the three binary systems, but is a little
too complex for general usage. Three techniques are used to transfer in-
formation from the three-dimensional model to a two-dimensional dia-
gram. One is to project the boundary lines and contours of the liquidus
Phase Equilibria and Phase Equilibriam Diagrams 95
onto a plane, as shown in Fig. 3.23 for a ternary eutectic system. The
second is to draw an “isothermal section,” that is. the intersection of a
horizontal plane of constant temperature with the three-dimensional dia-
gram. Two isothermal sections for the system in Fig. 3.23 are shown in
Fig. 3.24. The third technique is to draw a “vertical section," which is the
intersection of a vertical plane with each region of the condensed ternary
diagram. An example is illustrated in Fig. 3.25 for a system having an
intermediate compound BC,
Several features on the liquidus projection in Fig. 3.23 require expla-
nation. The arrows on the boundary lines indicate directions of decreasing
temperature. The points at the apices of the triangle labeled A, B, and €
represent the melting temperature of the three pure components. The
regions labeled a, b. and c are the “primary fields” of components A, B,
and €. They are important for defining the sequence of crystallization of
solid phases from a homogeneous liquid melt. For example, all composi-
tions within the primary field of A initially crystallize A during, cooling.
Final crystallization occurs at the ternary eutectic. Crystallization paths are
discussed later in this chapter,
Figure 3.23 Two-dimensional projection of the boundary lines and the temper-
ature contours of the liquidus surface for the simple eutectic diagram shown in Fig.
3.22. (O ASM International.)
% Chapter 3
ta to
Figure 3.24 Examples of isothermal sections for temperatures T, and T; for the
diagram shown in Fig. 3.23. (O ASM International.)
Temperature, *C
de '0MeJadua
BC A
Figure 3.25 Example of a vertical section through the join between component
A and an incongruently melting intermediate compound BC. (From Ref. 2, Fig.
6.36.)